Assessor Resource
FNSACC403A
Make decisions in a legal context
Assessment tool
Version 1.0
Issue Date: June 2024
This unit encompasses identifying the main roles and responsibilities of key bodies in the legal system, identifying compliance requirements and developing procedures to ensure compliance and has application across all sectors of the financial services industry.
This unit describes the performance outcomes, skills and knowledge required to make decisions in a legal context.
This unit has application to a variety of financial services sectors and is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements so the varying Commonwealth, State or Territory requirements should be confirmed with the relevant body.
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