Assessor Resource
FNSINC401A
Apply principles of professional practice to work in the financial services industry
Assessment tool
Version 1.0
Issue Date: June 2024
This unit covers skills required to work in senior roles in the financial services industry and underpins other specialist units used in all sectors of the industry.
This unit describes the performance outcomes, skills and knowledge required to identify industry professional approaches to procedures, guidelines, policies and standards, including ethical requirements and model and meet expectations of these in all aspects of work.
This unit has application to a variety of financial services sectors and is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements so the varying Commonwealth, State or Territory requirements should be confirmed with the relevant body.
You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)