Elements and Performance Criteria
- Monitor areas under jurisdiction
- Risk assessment analysis is conducted to identify and prioritise areas for monitoring and to identify methodology.
- Monitoring is conducted in accordance with legislation, policy and procedures.
- Inspections and/or compliance audits are conducted in accordance with organisational policy and procedures.
- Specialist equipment is utilised when required, in accordance with legislation, policy and procedures.
- Safety of self and others is protected in accordance with legislation, policy and procedures.
- Cooperation with other organisations and jurisdictions is facilitated in accordance with organisational policy and procedures.
- Receive or identify allegation of non-compliance
- Referrals relating to non-compliance are recorded in accordance with legislation, policy and procedures.
- Possible and potential breaches are responded to in a timely manner in accordance with legislation, policy and procedures.
- Preliminary information is assessed to establish the offence and is validated to confirm the need for action in accordance with organisational policy and procedures.
- Complainants are handled in accordance with organisational guidelines which may indicate referral to more senior personnel.
- Determine levels of compliance
- Timely consultation is undertaken as necessary to obtain advice on methodology to adopt and prevent gaps occurring in evidence collection.
- Evidence collection methodology is selected according to the purpose, situation and operational guidelines.
- Information/samples are collected, analysed and secured in accordance with legislation, policy and procedures.
- Information/samples are relevant and sufficient for the purpose identified.
- Assessment is made against the requirements of the legislation and the level of compliance is identified and documented according to legal and organisational requirements.
- Further action is determined consistent with the level of compliance and is recorded/reported in accordance with legislation, policy and procedures.