Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
BSBCOM402 Mapping and Delivery Guide
Implement processes for the management of a breach in compliance requirements
Version 1.0
Issue Date: June 2024
Qualification | - |
Unit of Competency | BSBCOM402 - Implement processes for the management of a breach in compliance requirements |
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Description | |||
Employability Skills | |||
Learning Outcomes and Application | This unit describes the skills and knowledge required to identify, classify, investigate, rectify and report breaches in compliance requirements within an organisation. The unit has been designed to be consistent with AS 3806: 2006 Compliance programs.It applies to individuals who use the processes and procedures defined within an organisation’s compliance program/management system to manage compliance breaches according to specific legislative requirements, code/s of practice and internal standards. Application of this unit must be consistent with the pertinent sections of relevant Australian and international standards and legislative requirements including: AS 3806:2006 Compliance programs, AS ISO 10002:2006 Customer satisfaction – Guidelines for complaints handling in organizations, AS/NZS 4360:2004 Risk management and AS ISO 15489:2004 Records management.No licensing, legislative, regulatory or certification requirements apply to this unit at the time of publication. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Identify a breach in compliance requirements |
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Element: Develop and implement an action plan for investigation and rectification of a breach |
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Element: Liaise with relevant internal and external personnel |
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Element: Monitor the rectification of a breach |
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Element: Document breach and subsequent rectification |
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