Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSINC401A Mapping and Delivery Guide
Apply principles of professional practice to work in the financial services industry
Version 1.0
Issue Date: June 2024
Qualification | - |
Unit of Competency | FNSINC401A - Apply principles of professional practice to work in the financial services industry |
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Description | This unit describes the performance outcomes, skills and knowledge required to identify industry professional approaches to procedures, guidelines, policies and standards, including ethical requirements and model and meet expectations of these in all aspects of work.This unit has application to a variety of financial services sectors and is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements so the varying Commonwealth, State or Territory requirements should be confirmed with the relevant body. | ||
Employability Skills | This unit contains employability skills. | ||
Learning Outcomes and Application | This unit covers skills required to work in senior roles in the financial services industry and underpins other specialist units used in all sectors of the industry. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Identify the scope, sectors and responsibilities of the industry |
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Element: Identify and apply financial services industry guidelines, procedures and legislation |
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Element: Identify sustainability issues for the financial services industry |
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Element: Manage information |
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Element: Participate in and facilitate work team activities |
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Element: Plan work to be completed taking into consideration time, resources and other constraints |
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Element: Develop and maintain personal competency |
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