The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!
From the Wiki University
What evidence can you provide to prove your understanding of each of the following citeria?
Determine risk profile
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Interpersonal skills are applied to confirm client's financial needs, expectations and objectives in accordance with organisational requirements Completed |
Evidence:
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Valid and relevant information is obtained to determine the complexity of client's needs and their asset and liability management framework is analysed to ensure it matches their broader strategic direction and risk profile Completed |
Evidence:
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The context for assessing risk is based on an understanding of the client's personal situation, operating environment or core business Completed |
Evidence:
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Assess financial risk
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Assessment criteria for measuring the level of potential or existing risk, together with an assessment of consequences are developed in accordance with organisational requirements Completed |
Evidence:
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Information collected is assessed using the assessment criteria and appropriate analytical techniques Completed |
Evidence:
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Threat, consequences and vulnerability for a range of financial products is compared, in accordance with client and organisational requirements Completed |
Evidence:
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Risk management alternatives are developed to include assessment of alternatives and estimation of long and short term effects Completed |
Evidence:
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Incidents and factors increasing or diminishing financial performance are identified, analysed and discussed with the client Completed |
Evidence:
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Report findings
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Risk management alternatives are documented in accordance with organisational requirements and relevant legislation Completed |
Evidence:
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Retail client disclosure documents outlining client responsibilities are prepared and explained to the client Completed |
Evidence:
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Client information is updated, modified and accurately maintained in accordance with organisational requirements Completed |
Evidence:
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Risk analysis documentation is prepared and filed in accordance with organisational and legislative requirements Completed |
Evidence:
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All information is handed safely and securely with due regard to client confidentiality and legislative and organisational requirements Completed |
Evidence:
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